Client Guidelines and Assurance Specialist
Company: Fisher Investments
Location: Vancouver
Posted on: May 12, 2022
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Job Description:
Whether you have majored in finance, or not, you will have an
opportunity to succeed as a Specialist on the Client Guidelines and
Assurance team and help our institutional business grow globally!
Through our unique training and mentorship program, you will learn
the fundamentals and be given the tools you need to launch the
beginning of a long and successful career.
The Opportunity:
As a Client Guidelines and Assurance Specialist, you will play a
crucial role in protecting the firm, Fisher Investments'
Institutional Group and our clients by monitoring and mitigating
risk associated with contractual obligations, regulatory
obligations and internal policies and procedures. Reporting to the
Client Guidelines and Assurance Manager you will be a part of new
initiatives such as expanding our ESG portfolio capabilities,
aiding in the firm's defensive planning and the Portfolio
Management Group modernization efforts.
The Day-to-Day:
Interpret investment management agreements and client
guidelines
Review pre-trade and post-trade compliance alerts and
violations
Identify and propose effective processes for incorporating new
monitoring procedures as we look to expand our ever-growing
capabilities
Conduct periodic audits to ensure departmental compliance with
various regulatory and contractual obligations
Create and maintain policies and procedures for both internal and
external use
Your Qualifications:
Bachelor's degree, or equivalent combination of education and
experience
Commitment to maintain quality of work while sticking to a
timeline
Maintain client focus and find appropriate solutions when faced
with ambiguity
Advanced level of organizational skills and ability to restructure
based on priority
You are engaging and can connect with a wide array of audiences by
phone and email
Why Fisher Investments:
At Fisher Investments, we work for a bigger purpose: bettering the
investment universe. From unmatched service to unique perspectives
on investing, it's the people that make the Fisher purpose
possible. And we invest in them by offering exceptional benefits
like:
100% paid medical, dental and vision premiums for you and your
qualifying dependents
A 50% 401(k) match, up to the IRS maximum
20 days of PTO*, plus 9 paid holidays
8 weeks paid Primary Caregiver Parental Leave
Back-up Child Care Program available, offering up to 10 days
annually
A cumulative learning and development framework customized for
every employee
An award-winning work environment - we're Great Place to Work
Certified, and Top Workplace winners from The Oregonian
We take great pride in our inclusive culture. We value the
different perspectives and unique skills you bring to the team - it
makes us all better. Success at Fisher Investments is motivated by
results, a collaborative mindset and a commitment to accomplishing
great things - so if you are ready to do that, we are ready for
you! Apply today to be a part of a team environment where you make
a difference in the lives of people by bettering the investment
universe.
*California employees accrue up to 17 days of PTO and 3 days of
sick time per year.
FISHER INVESTMENTS IS AN EQUAL OPPORTUNITY EMPLOYER
Keywords: Fisher Investments, Vancouver , Client Guidelines and Assurance Specialist, Other , Vancouver, Washington
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